SEC Rule 17a-1
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GRIP Extra: Gensler and Lizárraga out at SEC, Hwang gets 18 years
Other news includes Microsoft state cyberattack appeals, greenwashing claims against Canadian banks, Northvolt files for bankruptcy and Chinese firms expand California presence.
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Indian billionaire Gautam Adani and associates indicted for massive bribery scheme
US investigators allege that Adani and co-conspirators bribed Indian officials and lied to investors.
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McHenry tells regulators era of post-financial crisis regulation is over
House Financial Services Committee Chairman Patrick McHenry signals plans to alter oversight of prudential banking regulators.
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SEC sued by 18 state AGs for unconstitutional overreach
The suit relates to the SEC’s controversial position that most cryptocurrencies are securities.
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SEC action against Lion Street offers insight into standards of care for 2025
The Reg BI case against Lion Street Financial prompts discussion about how the rule has been leveraged for more doomed-to-fail proposals.
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SEC commissioners address registration exemptions
The remarks came as prefaces to the November meeting of the Small Business Capital Formation Advisory Committee.
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Gensler speech offers a look back at 2024 rulemaking
Gary Gensler spoke of how his agency has updated the securities laws to promote US capital markets and spur economic success.
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Crypto wrap: Bitcoin value surges, jail for former binance boss, and more
Latest developments in the world of crypto.